Selling Away

A stock broker can't ask you to buy something the brokerage doesn't sell. Even if it is his brother-in-law, the broker can't recommend it. Most frequently "Selling Away" occurs when a broker recommends something that is not a public investment, like a private placement or closely held and/or unregistered investment.

The typical motivation for such a recommendation is that the broker will make a big commission for raising funds or that the broker, himself, owns or participates in the outside investment.

Cases $250,000+...We recover more money, more often than others!
If you are a contingent fee client and we don't recover, there is NO FEE.
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These outside investments are risky and not approved by the brokerage. The brokerage will deny responsibility but if their employee made the recommendation, our Stock Loss Recovery Team can often pursue a recovery claim.

If you think that your broker recommended something that the brokerage didn't offer to the rest of the public, let our Stock Loss Recovery Team review your trade history.

Other Grounds for Litigation

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