Misrepresentation or Omission

The broker can't tell you something false or misleading or omit to tell you something you have a right to know. The broker can't omit to tell you about his or the brokerages connection with a particular stock or fund. The broker can't omit to tell you that he gets a commission from the issuer of the stock as well as from you if you buy or sell.

If there is recent news about a stock or fund that would reasonably affect your willingness to buy or sell that the broker knows, he must tell you. 

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For example, if the SEC announces that it is investigating the President for fraud, the broker should tell you that the stock could now be volatile. Similarly the discovery of accounting fraud should be reported to customer.

If you think your broker has failed to disclose something he knew to you or has concealed something he knew, let our Stock Loss Recovery Specialists review your account.

 

Other Grounds for Litigation

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