Failing to Trade

The reverse of unauthorized trading is refusing to trade when instructed. Usually this is forgetting to sell when told. Other times it is failing to put in a "stop loss" when instructed to do so by the customer. If the customer tells the broker to sell and the broker doesn't, then the customer will loose if the stock goes down. Failing to trade cases are often seen when a broker takes control of an account and recommends the customer trade on margin. The broker promises that if the stock goes down, he will sell before there is a margin debit. If the broker doesn't do what is promised, there is a failure to trade claim.

Cases $250,000+...We recover more money, more often than others!
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If you think that your portfolio went down because the broker didn't make trades you authorized, let our Stock Loss Recovery Team review your trade history.

 

 

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