Breach of Fiduciary Duty

The broker owes you a duty of loyalty, honesty and good faith. He can't tell you to buy when he is selling. The broker must manage your account for your benefit, not his and he also has a duty to keep you informed about changes that can affect your account. The broker should keep you current about widely known market trends. The broker must also keep you fully informed about the changes in risk as the broker pursues your previously approved trading plan. Changes occur and the broker must keep you informed.

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If you think that your broker has breached his fiduciary duty to you, resulting in a loss, let our Stock Loss Recovery specialists review your account.

 

 

Other Grounds for Litigation

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