Churning:
Your broker can't trade your account excessively or
recommend that you do...(more)
Unauthorized
Trading:
Whether buying or selling, if you didn't
authorize it, your broker can't do it...(more)
Failing
to Trade:
The reverse of unauthorized trading is refusing to
trade when instructed. Usually this is forgetting to
sell when told...(more)
Cases
$250,000+...We recover more money, more often than
others!
If
you are a contingent fee client and we don't recover,
there is NO FEE.
Greenbaum
Law
Group,
LLP
840
Newport Center Dr.,
Suite 720
Newport Beach, CA 92660
Phone:
1-800-519-0562
Fax: 1-888-760-7210
Call
for a FREE, no obligation, phone consultation.
Selling
Away: A stock broker can't ask you to buy something
the brokerage doesn't sell. Even if it's his brother-in-law, the
broker can't recommend it...(more)
Fraud:
The broker can't take your money and use it for something other
than what you intended...(more)
Breach
of Fiduciary Duty: The broker owes you a duty of
loyalty, honesty and good faith. He can't tell you to buy when he
is selling...(more)
Misrepresentation
or Omission: The broker can't tell you something
false or misleading or omit to tell you something you have a right
to know...(more)
